the court’s adjudication, respectively. In this case, the SEC received information from the Stock Exchange of Thailand (SET) and conducted further investigations in collaboration with the Central
of the listed companies, which are the clients of the auditors and the audit firms, respectively. Information of which is useful for performance of duties under the Charter of the Audit Committee
the investigative expenses to SEC, at the amounts of 653,795 baht and 15,298,309 baht, respectively. In addition, both Kitti and Kongpat are prohibited from holding the positions of director or
the List of Registered Social Enterprises and the List of Registered PP-SME Participating Entities, respectively (as of 7 May 2020). Therefore, the said company’s offering of either newly issued
Registered Social Enterprises and the List of Registered PP-SME Participating Entities, respectively (as of 7 May 2020). Therefore, the said company’s offering of either newly issued shares or shares of the
for the benefits received from committing the offenses, at the amounts of 1,712,174 baht and 558,405 baht, respectively. Usuma and Thitirat must pay an equal civil penalty of 333,333.33 baht. If any
of an action by the public prosecutor, as well as the discretion of the court of justice, respectively. ________________________ ** To be effective from 13 April 2019
were signed in 2016 and 2005, respectively. Now, we are focusing more on fully integrated working collaboration in consistent with the current legal context and the changing business trends based on
Singapore with 18 and 16 companies, respectively. However, the survey results revealed areas of improvement for Thailand. SEC will cooperate with the Stock Exchange of Thailand, the Thai Institute of
Department of Special Investigation, the prosecution by the public prosecutor, as well as the discretion of the court of justice, respectively. -----------------------------------The information contained in