for the benefit of compliance with the requirement under this Notification. In case of having complied with such guideline, it shall be deemed that an intermediary has already complied with this
countries on the list attached herewith shall be deemed the countries whose supervisory measures on investment management have been recognized by the SEC Office under Clause 1. Notified this 12th day of
list attached herewith shall be deemed the countries whose supervisory measures on investment management have been recognized by the SEC Office under Clause 1. Notified this 12th day of November 2018
derivatives business operator has ceased the status of the juristic person under Clause 2, the derivatives business registration under this Notification shall be deemed terminated. Clause 7. This Notification
of the juristic person under Clause 2, the derivatives business registration under this Notification shall be deemed terminated. Clause 7. This Notification shall come into force as from 6 January 2004
the upcoming competition after the liberalization of securities business license, the securities company shall use their judgement in specifying the appropriated office hours. So it’s deemed necessary
, following the approval. If the approved person fails to attend the training course within the specified period, the approval shall be deemed terminated and the Office shall remove the name of such person from
association or a training institute, following the approval. If the approved person fails to attend the training course within the specified period, the approval shall be deemed terminated and the Office shall
Securities and Exchange Act (No. 4) B.E. 2551 (2008) stipulates that the issuance of rules on liquidation of mutual funds is under the authority of the Capital Market Supervisory Board, it is therefore deemed