prohibited characteristics of personnel in the capital market business under Clause 6(1) of the Notification of Capital Market Supervisory Board No. TorThor/Nor/Khor. 37/2553 re: Prohibitions for Personnel of
against potential losses due to fraud. Note: * Failure to comply with Clause 23 (1), subject to the prohibited characteristics of the personnel in the capital market business under Clause 31
Operators B.E. 2559 (2016) ______________________ By virtue of Section 110 of the Securities and Exchange Act B.E 2535 (1992) and Clause 2 of the Notification of the Capital Market Supervisory Board No
. 2559 (2016) ______________________ By virtue of Section 110 of the Securities and Exchange Act B.E 2535 (1992) and Clause 2 of the Notification of the Capital Market Supervisory Board No. TorThor. 88
Office of Securities and Exchange Commission No. OrThor. 6/2549 Re: Guidelines for Preparing a Risk Disclosure Statement for Futures Trading. Clause 21 of the Notification of the Office of Securities and
Exchange Commission No. OrThor. 6/2549 Re: Guidelines for Preparing a Risk Disclosure Statement for Futures Trading. Clause 21 of the Notification of the Office of Securities and Exchange Commission No
Office of Securities and Exchange Commission No. OrThor. 6/2549 Re: Guidelines for Preparing a Risk Disclosure Statement for Futures Trading. Clause 21 of the Notification of the Office of Securities and
Section 110 of the Securities and Exchange Act B.E 2535 (1992) and Clause 2 of the Notification of the Securities and Exchange Commission No. KorThor. 9/2549 Re: Business Days and Holidays of Derivatives
Securities and Exchange Act B.E 2535 (1992) and Clause 2 of the Notification of the Securities and Exchange Commission No. KorThor. 9/2549 Re: Business Days and Holidays of Derivatives Business Operators dated
Exchange Act B.E 2535 (1992) and Clause 2 of the Notification of the Securities and Exchange Commission No. KorThor. 9/2549 Re: Business Days and Holidays of Derivatives Business Operators dated 1 March 2006