In the past, proposing of agenda items by shareholders of listed companies and proxy soliciting have been carried out differently for each company and for soliciting person as there is no common

SEC Secretary-General Ruenvadee Suwanmongkol said: “SEC has been monitoring the corporate bond market on a continuous basis. There are many policy issues to address properly. For example, corporate

operations or to material information access, and submit the letter requesting a relaxation to SEC by 14 May 2020. For the companies that have already been granted relaxation on submission of financial

(CSSF), the Luxembourg financial regulator, with whom SEC has been cooperating in exchange of information related to supervision of asset management companies and mutual funds since 2012. Both parties

regulatory mapping exercises whereby a common ground has been established on 3 January 2020 regarding mutual recognition of funds. At the preliminary stage, both parties agreed on cross-border offerings of

Following the tips from various sources to SEC, it has been found that there are several solicitations via social media platforms such as Facebook and YouTube for investment in seven products that

the AIMC has not issued relevant rules, asset management companies shall comply with the SEC’s regulations that have been in force before the effective date of the amended regulations until the AIMC

Passport (ARFP), which have been launched in 2014 and 2019, respectively. More information on HK-TH MRF is available at https://www.sec.or.th/TH/Pages/LawandRegulations/MutualRecognitionFunds.aspx .  The

service for share subscription, for example, would be allowed to use a suitable method for account opening if they could prove that adequate safeguards against impersonation risk have been in place under

which the opportunities and challenges for business operations had been discussed for survival in the future. This public hearing followed the appointment SEC Secretary-General early in May.  The