public hearing during 28 October – 27 November 2019 whereby most participants agreed with the SEC’s guidelines. In laying out the single form for capital market transactions, SEC also consulted relevant
separate the positions of the Chairman and the Manager. Accordingly, the Stock Exchange of Thailand will also adopt this principle for existing listed companies. It is expected that the requirement
the COVID-19 pandemic, issues relating to remote working, operational resilience, and fraud and scam inspection will also be discussed. On 11 March 2021, EU-Asia Pacific Forum will be held and
and mechanism for risk management, readiness of work systems and personnel, analysis and selection of digital assets to invest, and investment tracking tools, etc. Listed companies should also consider
would not only improve the efficiency of debt offering supervision but also lighten the loads of debt issuers and maintain appropriate protection for investors. For such proposes, the SEC Office is
views and sharing experiences on infrastructure fund supervision among regulators and related stakeholders from capital markets of Thailand, Cambodia and Lao PDR. It also emphasized the important role of
capital market auditor for a period of two years, starting from 8 October 2019. The SEC has also advised KPMG to conduct a root cause analysis on Patamavan’s performance deficiencies and lay out a
development. SEC Chief also informed UNDP of the upcoming launch of Thailand Responsible Business Network (TRBN), which is a collaborative network jointly initiated by SEC, the Thai listed Companies Association
securities investment and futures contracts. The meeting had also deliberated on the matter of “Master Blueprint” and the guidelines to drive forward concrete results.Moreover, the Digital Infrastructure
SEC has also coordinated with the Department of Special Investigation (DSI), the Economic Crime Suppression Division, and the Technology Crime Suppression Division for their respective consideration