amendment include creation of preventive mechanism against conflicts of interest, selection of intermediaries to support offer for sale of mutual funds of different types that would serve different target
operating in various jurisdictions. However, to take into account the different market, legal, and regulatory circumstances in which CRAs operate, and the varying size and business models of CRAs, the manner
19 - November 30, 2006, Thai Unique Coil Center PLC (TUCC http://market.sec.or.th/public/idisc/en/Enforce
Mr. Suriya Larbvisuthisin Mr. Suriya Larbvisuthisin colluded with others to trade shares of Metrostar Property PLC (METRO) during September 19 - November 30, 2006, Thai Unique Coil Center PLC (TUCC
Miss Jalernrat Chunwiratsakul Miss Jalernrat Chunwiratsakul ,director of BF Intertrade Company Limited and K.S.C Stainless Products Company Limited, aided and abetted the executive of Thai Unique
Mr. Yongyuth Ngamkaiwan Mr. Yongyuth Ngamkaiwan, the person who is responsible for the operation of Thai Unique Coil Center Public Company Limited (TUCC), failed to supervise TUCC to prepare (1) the
FinancialStatement 56-1 56-2 Ranking UP UNION PLASTIC PUBLIC COMPANY LIMITED Filing FinancialStatement 56-1 56-2 Ranking UNIQ UNIQUE ENGINEERING AND CONSTRUCTION PUBLIC COMPANY LIMITED Filing FinancialStatement 56-1
differed from what was discussed with the SEC or existed during a different timeframe from the time when the SEC considered the matter. Such use is considered to be for wrong purposes. Therefore, the SEC
system. Different working teams are assigned to work remotely to mitigate operational risk and ensure that the operations and the services to the public will continue without interruption,” said Ms
Disclosure Standards and thus enabled to file a single set of disclosure documents with several regulators. The filing must be prepared in Thai and English without different information in materiality and