relevant documents and then immediately order to sell the entire fund from the account. {D}, on the other hand, agreed to make whole to the client by compensating all loss incurred from that unauthorized
behavior.On {A} case, her employer reported a complaint lodged by a client against {A}'s unauthorized trading of securities and derivatives. The SEC's further probe on the conversation records between the
personal data processing activities in accordance with its responsibilities and the relevant agencies as follows: Stock Exchange of Thailand; Finance Ministry; Bank of Thailand; Office of Insurance
in the personal data processing activities in accordance with its responsibilities and the relevant agencies as follows: Stock Exchange of Thailand; Finance Ministry; Bank of Thailand; Office of
reporting, losses of assets, corruptions, management override of internal controls, manipulations on important financial information, unauthorized acquisition or disposition of assets etc. 8.2 The company
discloses or submits personal data for use in the personal data processing activities in accordance with its responsibilities and the relevant agencies as follows: Stock Exchange of Thailand; Finance Ministry
activities in accordance with its responsibilities and the relevant agencies as follows: Stock Exchange of Thailand; Finance Ministry; Bank of Thailand; Office of Insurance Commission; Other agencies, for
Determination regarding Definition of Institutional Investor and High Net Worth Investor. “client” means user of an intermediary’s services. “Stock Exchange” means the Stock Exchange of Thailand. “derivatives
against unauthorized disclosure, modification, removal or destruction of sensitive information stored on media. Clause 18 An intermediary shall establish physical and environmental security measures to
unauthorized disclosure, modification, removal or destruction of sensitive information stored on media. Clause 18 An intermediary shall establish physical and environmental security measures to protect IT assets