Mr. Thawatchai Pittayasophon, Deputy Secretary-General, acting Secretary-General of the Securities and Exchange Commission (SEC), joined the oath-taking ceremony pledging to be good government
The SEC had reviewed the criteria related to report on securities (i.e., shares and convertible securities) or derivatives holding of listed companies’ directors, executives, and auditors** and
Cissa Group Co., Ltd., the issuer of CISSA221A bond, will convene the bondholders’ electronic meeting No. 2/2566 on 27 July 2023 at 14.00 hours to consider the matters related to the secured
, as follows: 1. Secured bond No. 1/2561, to reach maturity in 2024 (PHUKET207A) 2. Secured bond No. 2/2562, to reach maturity in 2024 (PHUKET208A) 3. Secured bond No. 4/2562, to reach maturity in
JCK International Public Company Limited, the issuer of JCK bonds, will convene the bondholders’ electronic meeting No. 1/2566 on 27 June 2023 at 14.00 hours to consider “Secured bonds of JCK
regulations determining practices to propose agenda items by shareholders and to solicit proxies from shareholders. SEC, therefore, plans to issue regulations on these matters to promote uniformity in the
Under the amendments, SEC has proposed to lift the limitations on unitholding which bar any person or any associated person from holding investment units in a mutual fund over one third of the
According to the complaints submitted by nine investors and SEC’s further investigation, it was found that during 13 July 2015 – 13 November 2018 Napasook , an LH securities investment consultant
According to BBL’s inspection report and SEC’s further investigation, it was found that {A} had submitted false documents to the bank by signing on unit subscription orders for the client in order
TMB Bank Public Company Limited (TMB).According to the operating report of TMB, a Limited Broker Dealer and Underwriter (LBDU) licensee, and SEC’s further investigation, it was found that Sunisa had