this form Page 2 of 8 Form 35 – NRI CIS NRI CIS Application Form To: Secretary-General Securities and Exchange Commission, Thailand Re: Application to offer NRI CIS to non-retail investors in Thailand I
include it as part of the package of this form NRI CIS Application Form To: Secretary-General Securities and Exchange Commission, Thailand Re: Application to offer NRI CIS to non-retail investors in
this checklist and include it as part of the package of this form Page 2 of 8 Form 35 – NRI CIS NRI CIS Application Form To: Secretary-General Securities and Exchange Commission, Thailand Re: Application
where a mutual fund supervisor no longer meets the qualifications set forth in the notification of the Office of the Securities and Exchange Commission regarding qualifications of mutual fund supervisors4
the Office of Securities and Exchange Commission No. Sor Thor/Nor. 45/2559 Re: Rules in the Detail of Regulations Concerning the Establishment of Risk Management System for Business Continuity of
the Office of Securities and Exchange Commission No. Sor Thor/Nor. 45/2559 Re: Rules in the Detail of Regulations Concerning the Establishment of Risk Management System for Business Continuity of
) Signature affixed in the company’s audit report pursuant to Clause 3 of the Notification of the Securities and Exchange Commission concerning Approval of Auditors in the Capital Market since ............(YEAR
) Signature affixed in the company’s audit report pursuant to Clause 3 of the Notification of the Securities and Exchange Commission concerning Approval of Auditors in the Capital Market since ............(YEAR
and Exchange Commission, Thailand Re: Application to offer ASEAN CIS publicly in Thailand I/We _________________________________________________ as an operator of
Application Form To: Secretary-General Securities and Exchange Commission, Thailand Re: Application to offer ASEAN CIS publicly in Thailand I/We _________________________________________________ as an operator