(Unofficial Translation) 1 Licensing Manual: Application for Approval of Capital Market Auditor Authority: the Office of the Securities and Exchange Commission (public agency) Rules, procedures and

Bangkok, April 9, 2014 ? The SEC and the Securities and Exchange Commission of Cambodia (SECC) entered into a Memorandum of Understanding (MoU) to strengthen cooperation in providing assistance to

obtained assets. This marks another step in combating cybercrime.” Next, the SEC will submit the information on relevant cases to the DE for further processing and requesting for the court approval. In so

Bangkok, June 21, 2016 ? The SEC and the Stock Exchange of Thailand (SET), with support from the Office of the Judiciary, have recently co-organized a capital market seminar to discuss how class

Exchange of Thailand (“SET”) in compliance with conditions of disclosing investment information, including information on asset acquisition transaction and related transactions as per the rules, regulations

Assets and Connected Transaction for the Entire Business Transfer and Allocation of Securities to the Specific Investor (Private Placement) To The President The Stock Exchange of Thailand Attachment 1

become an important factor for stocks and mutual funds investment in recent times, but opening a trading account, which is the first step towards the services in the capital market, still takes a long

building for the Greater Mekong Sub-region (GMS) ? The cooperation will be a further step to the signing of memorandum of understanding and the establishment of a capital market forum to exchange knowledge

. Notification of the Office of the Securities and Exchange Commission No. Sor Nor. 35/2554 Re: Prospectus for Infrastructure Fund ______________________ By virtue of Section 123 of the Securities and Exchange Act

Thai Listed companies step forward in raising standard and reliability of the ASEAN region by promoting good corporate governance practices at international level, as such creating recognition of the