urgency.Regarding prosecution of wrongdoers under the Securities and Exchange Act, the SEC said it has received many complaints, adding that progress is made on many fronts, but the investigations are on-going. If

public would face investment difficulties as they received a lot of information but could not analyze and compare a variety of investment products available or were advised to purchase individual products

growth and could eventually generate an insufficient sum for post-retirement living.In addition, studies show that more than 50 percent of the PVD members has received less than 1 million baht upon

received and keep the general public from realizing of such obligation. The above offences were in violation of Section 307, 311, 312(1)(2)(3) and 313 of the Securities and Exchange Act of 1992 in several

than what the customer could tolerate.In the case of {B}, who was a securities investment consultant at Thanachart Bank Public Company Limited (TBANK) at the time of misconduct, the SEC received a

facilitate respective payments. Since the account was opened, he continued trading securities through the client's account totaling trading value over B800 million in six months. As a result, {B} received a

investment consultant, the SEC received complaints from several clients of Bualuang Securities Public Company Limited and conducted further investigation which revealed that {A}, a capital market investment

for asset allocation advice. From the meeting, the SEC received useful comments and suggestions on regulatory issues, such as securities offering and selling agents, and the issues of financial literacy

keep complete records of a number of securities trading orders. He also admitted that he received the trading orders from the client via Line Application and mobile phone.Making trading decision on

accounts and documents, and also prepared incorrect accounts with intention to deceive others about those fraudulent actions.Previously, the SEC had received complaint concerning POWER-P?s suspicious