Notification and shall provide service of precious metal derivatives besides gold derivatives only when the SEC Office has conducted a review and acknowledged that such derivatives broker has qualified personnel
full-service branch office for such category of securities business, the Office shall permit the full-service branch office to also provide services for securities business in the category of private
full-service branch office for such (Translation) Page 2 of 3 category of securities business, the Office shall permit the full-service branch office to also provide services for securities business in
provide services for securities business in the category of private fund management to customers. Clause 5. Any management company wishing to establish a branch office shall submit an application to the
the rules of the connected transactions under category 5, regarding to provide financial assistance for an amount of THB 4.00 million. The transaction volume of over THB 1 million but less than THB 20
. This mainly due to the company (iiG) won a big project in Insurance Industry, Thai Life Insurance Plc., In addition to that, the company was able to continue to provide service to many existing customers
“Yes”, please provide the following details: The list of exchanges that foreign ETF is traded on ____________________________________________________________________
ETF currently traded on any exchange that is a member of World Federation of Exchanges (“WFE”)? Yes No If “Yes”, please provide the following details: The list of exchanges that foreign ETF is traded on
Center or AOC to serve as a one-stop-service hub for solving problems regarding online criminal activities. The center’s primary objective is to effectively combat these crimes and provide support to the
requirement for all listed companies to attend the “Opportunity Day” or to organize Analyst Meetings 2-4 times a year. Participation in such events will provide opportunities for analysts and investors to