inside information related to trading orders of securities of fund which was managed by himself and disclosed such information to Miss Monsicha, in which, Miss Monsicha placed trading orders of securities
Mr. Peerapong Jirasevijinda On 12 July 2023, Mr. Peerapong Jirasevijinda placed sell orders for 30,000,000 shares of JMT Network Services Public Company Limited (JMT) —a substantial amount —which was
. “ qualified liabilities ” mean: (1) liabilities which are secured with collateral placed by the securities company and are not under the condition allowing the creditor to call for prepayment before the
which are secured with collateral placed by the securities company and are not under the condition allowing the creditor to call for prepayment before the maturity date, only in the portion of liabilities
According to case referrals from the Stock Exchange of Thailand (SET) and the SEC’s further investigation, it was revealed that during 23 August and 2 November 2018, the 12 offenders, namely (1
Bangkok, April 21, 2014 ? The SEC jointly with the National Science and Technology Development Agency (NSTDA), the Stock Exchange of Thailand (SET), the Thai Business Incubators and Science Parks
Bangkok, March 10, 2014 ? The SEC jointly with the Association of Investment Management Companies (AIMC), the Stock Exchange of Thailand (SET), the Thai Bankers? Association (TBA), the Association of
assessment showed that 60 percent of listed companies on the Stock Exchange of Thailand (SET) have placed priority on anti-corruption practices while 19 companies have been certified by the Collective Action
them to withdraw cash placed as collateral in their derivatives trading accounts and transferred it to the ATS account in the amount claimed to be obliged for the said fictitious transactions. Chalerm