The SEC has ordered Zipmex, by virtue of Clause 13/1(3) of the said Notification, to take steps towards meeting the minimum net capital requirements, taking into account clients’ best interest as
providing services to clients with loyalty while applying knowledge and skills with discretion as professional. In the case of SKFM, SEC ordered the company, a small-sized asset management company whose
accommodate the repayment of such liabilities at all times. Examples include proceeds from the sale of securities that government agencies have ordered the business operator to suspend repayment to customers
payment as ordered by the Settlement Committee. {A}'s acts were deemed as using client trading accounts to trade securities for herself and being the accomplice in share price manipulation scheme, in
account for Sippakorn to send trading orders, facilitated respective payments for the provided account, and used such client's account for his own securities trading. Furthermore, he ordered a subordinate
Market Supervisory Board or the SEC Office, nor having corrected the financial status or the operating result as ordered by the said authorities. 4.8 Having not been ordered by the SEC Office to amend the
. Interest expenses of debentures for the year 2018 were Baht 77.40 million. 3.6 On March 28, 2017 the Central Bankruptcy Court ordered Saraburi Coal Company Limited (“Saraburi”) into final receivership. The
Baht 1,720.1 million. Interest expenses of debentures for the first quarter of 2019 were Baht 19.09 million. 3.6 On March 28, 2017 the Central Bankruptcy Court ordered Saraburi Coal Company Limited
capital. The Company can sell debentures of Baht 1,720.1 million. Interest expenses of debentures for the first quarter of 2018 were Baht 19.09 million. 3.7 On March 28, the Central Bankruptcy Court ordered
ordered from various distributors for use in production of a large volume of products to meet the increased orders, and an increase in advance receipt of goods payment, i.e. deposit, from a new customer who