main themes adopted by the IOSCO.   Mrs. Pornanong Budsaratragoon, SEC Secretary-General, said: “As one of the SEC’s key missions is to promote financial stability for sustainable well-being of the

for 2 months. Taking into account that {A} had already been suspended by her employer for one month; the suspension imposed by the SEC shall remain for additional one month, effective from September 15

, regular review of documents and evidence on one?s own investment portfolios sent from the responsible intermediaries is another way to protect one?s own assets.? ______________________ *Clause 20(1) of

Bangkok, June 30, 2016 ? The SEC has become one of the first signatories to the Memorandum of Cooperation on the Establishment and Implementation of the Asia Region Funds Passort (MoC), which

Bangkok, June 23, 2011 ? The SEC has suspended two investor contacts Meaunchit Limpodom of Siam City Securities Co., Ltd., and Kruawan Rittiwong of United Securities Plc., for six months and one year

therefore barred {A} from performing any management position of securities company and suspended his securities investment analyst approval status for one month. In cases of the other securities investment

focus beyond returns or profits. Business can develop and move toward sustainability with 3 key aspects. The first one is ?CG in substance? which signifies good governance in substance and practice, not

unitholder is entitled to hold up to one-third of the total units of a scheme. In addition, REIT shall observe high standards of corporate governance, appoint independent directors and ensure that transactions

accounts. Those orders were submitted without sources and {ก} admitted that he took trading orders via mobile phone. In addition, he received the trading orders from one client for another client's

Ounjai, TLCA Director said that ?TLCA has been one of the key players that fully supports listed companies in raising their corporate governances for years. This in turn helps strengthen market confidence