(Synopsis)   17/01/2005 01/03/2005 3. Notification of Capital Market Supervisory Board  TorThor/Nor/Khor 37/2553 Prohibited Characteristics of Personnel in Capital Market Industry   15/09/2010 01/10/2010 4

e-service Online Submission See canceled document Business Operation Rules >> Disclosure   Type Title Section See Document Status Notified Date Effective Date 1. Notification of Capital Market

e-service Online Submission See canceled document Business Operation Rules >> Disclosure   Type Title Section See Document Status Notified Date Effective Date 1. Notification of Capital Market

e-service Online Submission See canceled document Business Operation Rules >> Disclosure   Type Title Section See Document Status Notified Date Effective Date 1. Notification of Capital Market

Notified Date Effective Date 1. Notification of Capital Market Supervisory Board  Tor Thor. 1/2560 Provision of Services to Clients regarding Investment in Capital Market Products Denominated in Foreign

Shareholders/Fund Manager/Mutual Fund Supervisors/Custodians/Auditors >> Fund manager   Type Title Section See Document Status Notified Date Effective Date 1. Notification of Capital Market Supervisory Board

Exchange Act 2535   92 12/03/1992 16/05/1992 2. Notification of Capital Market Supervisory Board  TorThor 31/2556 Rules on Application for Obtaining an Approval and Granting to Establish Branch Offices

Exchange Act 2535   92 12/03/1992 16/05/1992 2. Notification of Capital Market Supervisory Board  TorThor 31/2556 Rules on Application for Obtaining an Approval and Granting to Establish Branch Offices

Exchange Act 2535   92 12/03/1992 16/05/1992 2. Notification of Capital Market Supervisory Board  TorThor 31/2556 Rules on Application for Obtaining an Approval and Granting to Establish Branch Offices

Market Supervisory Board  Tor Lor Thor. 8/2557 Rules on Personnel in the Capital Market Business (Codefied)   03/06/2014 01/07/2014 Notification of Capital Market Supervisory Board  TorLorThor. 8/2557