SEC Search

Facebook page Sawakami Securities Company buys and sells on the stock market impersonates Sawakami Asset Management (Thailand) Co., Ltd. : Unlicensed securities and derivatives business

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=1661&CaseYY=2567

Investor Alert : Website "PrimeBigLot" and Line "MACQUARIE" and Line Open Chat "SET Up ⬆️ 17" and "Market Mastermind 18" impersonate "MACQUARIE Securities (Thailand) Co., Ltd."

Website "PrimeBigLot" and Line "MACQUARIE" and Line Open Chat "SET Up ⬆️ 17" and "Market Mastermind 18" impersonate "MACQUARIE Securities (Thailand) Co., Ltd." : Unlicensed securities and derivatives

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=0760&CaseYY=2568

แก้ไขเพิ่มเติม พ.ร.บ.หลักทรัพย์ฯ ในส่วนที่เกี่ยวกับกองทุนส่งเสริมการพัฒนาตลาดทุน (Capital Market Development Fund (CMDF))

https://www.sec.or.th/TH/Pages/PB_Detail.aspx?SECID=379

https://www.sec.or.th/TH/Pages/PB_Detail.aspx?SECID=380

การแก้ไข พ.ร.บ.หลักทรัพย์ฯ เกี่ยวกับการเพิ่มเติมวัตถุประสงค์ของกองทุนส่งเสริมการพัฒนาตลาดทุน (Capital Market Development Fund (CMDF))

https://www.sec.or.th/TH/Pages/PB_Detail.aspx?SECID=382

The proposed principles for amendment to the Securities and Exchange Act B.E. 2535 (1992) regarding supervision on auditors and audit firms in the capital market

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=651

SEC Thailand’s Public Hearing on Proposed Law Amendment to Introduce Federation of Thai Capital Market Organizations (FETCO) as a Statutory Body

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=663

SEC hearing on proposed requirement of ESG compulsory training course for renewal of approval of capital market business personnel to promote sustainable investment

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=668