) fund, which is managed by a person who has been named in a complaint filed by a foreign regulator on account of managing investment without approval.  If approached with a solicitation to invest in

include:   - disclosure of additional information to cover individual remunerations for executives of the highest rank, e.g., chief executive officer and managing director;    - extending the periods for

unable to contact or identify PVD members. Therefore, in order to accommodate AMCs in making payment out of the fund to PVD members in accordance with the aforementioned law and in managing unclaimed

can provide investors with information for decision-making and in doing so, they also help strengthen the development of the Thai capital market.” Mr. Paul P. Andrews, Managing Director, Research

debtor under receivership. Under such circumstances, in managing assets deemed to be owned by customers, the customers who are not associated with the derivatives broker shall be entitled to receive the

กับ MAS ต่อไป เพื่อร่วมกันพัฒนาความเชื่อมโยงระหว่างตลาดทุนทั้งสองต่อไป” Mr Lim Tuang Lee, Assistant Managing Director (Capital Markets), MAS กล่าวว่า “ความคิดริเริ่มนี้แสดงให้เห็นถึงความพยายามในการ

information was published via the SET on 30 October 2012 at 20.54 hours. Somporn, who had an access to the inside information by virtue of his position as TIP managing director, sold TIP shares on 28 August

investigation revealed that  Phaibul while served as UMS Chairman and executive director, Pongsachalerm as director and executive director and Chaiwat as managing director and executive director, had sold UMS

under the Derivatives Act B.E. 2546, it is therefore necessary to relax regulations to remove obstacle on business operation and enable more channels for managing risk from on exchange derivatives trading

and Phongsak Khongpanyakul, former Deputy Managing Director-Finance and Accounting of POWER, and an accessory Komgrich Luechanya. Earlier in November 2006, the SEC had filed a criminal complaint against