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Notification of the Securities and Exchange Commission KorNor. 1/2554

Practices Reporting Fees Related Circular Letter Ombudsmen Procedures Register of Ombudsmen Presented Certificate Ombudsmen Logo Related Circular Letter Appointment/Approval/Code of conducts and Standard

http://capital.sec.or.th/webapp/nrs/nrs_main_search_en.php?chkPost=1&chkNo=1&doc_id=6357&SearchNo=

Notification of the Office of the Securities and Exchange Commission SorChor. 24/2555

http://capital.sec.or.th/webapp/nrs/nrs_main_search_en.php?chkPost=1&chkNo=1&doc_id=6744&SearchNo=

Notification of the Office of the Securities and Exchange Commission Sor Thor. 38/2559

http://capital.sec.or.th/webapp/nrs/nrs_main_search_en.php?chkPost=1&chkNo=1&doc_id=7039&SearchNo=

Notification of the Office of the Securities and Exchange Commission Sor Jor. 21/2561

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Notification of the Office of the Securities and Exchange Commission 15/2552

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Notification of Capital Market Supervisory Board TorThor 47/2552

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Notification of Capital Market Supervisory Board TorThor. 18/2553

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Notification of Capital Market Supervisory Board TorJor. 47/2558

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nrs_main_search_en.php

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6330pe.doc

UNOFFICIAL TRANSLATION (SEC logo and contact information) 8 August 2014 To Managers Securities companies Asset management companies Derivatives intermediaries No. Kor Lor Tor. Kor Thor. (Wor) 23/2557

https://publish.sec.or.th/nrs/6330pe.doc