advice without the use of human financial planner. While embracing financial innovation, the SEC still put highest emphasis to ensure sufficient level of investor protection in the Thai capital
the universe of financial products and services for investors.The regulations will emphasize on information disclosure and appropriate level of investor protection. Foreign companies intend to raise
the civil sanctions imposed by the CSC, which is deemed a refusal to resolve the case at the SEC level. Accordingly, the SEC has submitted a written request to the public prosecutor to file a lawsuit
announced the “No Gift Policy” for 2026, prohibiting the acceptance of gifts or gratuities of any kind in the course of official duties, to all SEC personnel at every level, and emphasized strict adherence
environmental transition, align with international standards, and take into account Thailand’s national context. It also expands investment options in the capital market while maintaining an appropriate level of
; Level 4 Investment Advice Diploma ผู้แนะนำการลงทุนด้านตลาดทุน
ประเภทนายหน้าซื้อขายหลักทรัพย์ที่เป็นหน่วยลงทุน มีหน้าที่ต้องประเมินระดับความเสี่ยงเกี่ยวกับระบบเทคโนโลยีสารสนเทศซึ่งส่งผลต่อการดำเนินธุรกิจของผู้ประกอบธุรกิจตามแบบรายงาน Risk Level Assessment ("
. Approved the Company to receive financial assistance from connected persons that transaction is a connected transaction according to the Notification of the Securities and Exchange Commission. The details as
. 1. Approved the Company to receive financial assistance from connected persons that transaction is a connected transaction according to the Notification of the Securities and Exchange Commission. The
assistance policy for the public affected by the Covid-19 crisis through the PWA to its customers. As PWA which is the major shareholder of EASTW, as of April 30, 2020 holds 668,800,000 shares, equivalent to