(Thailand) Ltd, in consultation with the https://www.sec.or.th/TH/Documents/ActandRoyalEnactment/Act/translate-digital.docx HouseStyle HouseStyle (Unofficial Translation) EMERGENCY DECREE ON DIGITAL ASSET
Bangkok, March 11, 2014 - The SEC barred {A} from performing any management position in securities company and suspended his securities investment analyst approval status. In addition, the SEC
trading orders from a person who was not the account's owner and sent trading orders of TRAF shares in an inappropriate manner. The SEC, therefore, suspended her from the investor contact status for two
considered.*** In determining the aforementioned period, the SEC has taken into account the following factors: relevant roles, behaviors of the person under consideration, any penalties already imposed
investor contact of Asia Plus Securities Plc., is suspended for six months after findings indicated that he had traded securities in a client's account for another person for more than a year by taking
manufacturing of aerospace. He has more than 40 years of experience in the related fields, and is currently holding the position of President of MDP. These investors are not a related person of HTECH Type of
) “major investor” means a person who acquires the units of a fund for the first time at an amount not less than ten million baht. In the case where such person acquires additional units, the total value of
business which is not a brownfield project ; (11) “ major investor ” means a person who acquires the units of a fund for the first time at an amount not less than ten million baht. In the case where such
In the past, proposing of agenda items by shareholders of listed companies and proxy soliciting have been carried out differently for each company and for soliciting person as there is no common