; (2) derivatives business operator in the category of derivatives agent or derivatives advisory; “supervisor of investment line of work” means a supervisor of the investment line of work under the Law
to mutual fund management, including the responsibilities of the aforementioned manager; (d) The names of the selling agents, investment unit registrar and mutual fund supervisor, as well as the
-year period before the filing date of the application for approval with the SEC Office, and having worked as an audit supervisor or the final audit reviewer before an auditor affixes signature in giving
transfer date, where the fair value of all of UE’s assets that will be transferred to the Company as at June 30, 2017 was in a total sum of Baht 12,917 million, and pay consideration for the entire business
, and investment supervision and control system of the investment advisory company, persons with power of management and advisors; (2) providing a compliance supervisor of investment advisory company
have availability of personnel for the function of REIT manager, which shall be at least one supervisor being responsible for management of REIT’ s properties and at least 2 staffs who have knowledge and
disclosure shall be certified by the Fund Supervisor or Trustee, as the case may be and shall be made within forty-five days from the last day of each quarter. The disclosure pursuant to Paragraph 1 shall be
Supervisor, and requirements relating to Approval, Valuation, and Operational Matters และ Part II : The Product Restrictions of Qualifying CIS ซ่ึงอยูใ่น Appendix C : Standards of Qualifying CIS ของ Memorandum
ยืนยันว่าโครงการจัดการลงทุนต่างประเทศมีคุณสมบัติครบถ้วนตาม Part I : Qualifications of the CIS Operator, Trustee/ Fund Supervisor, and