business operators which may be considered an act of co-principals or accomplices of the offenses.The Securities and Exchange Commission (SEC) has issued a warning about the provision of services that may
conducted sustainably, will help push forward the achievement of the 2030 SDG Agenda, which is increasingly becoming more urgent.” She added, “We are thrilled to have worked with the Security and Exchange
Bangkok, March 10, 2014 ? The SEC jointly with the Association of Investment Management Companies (AIMC), the Stock Exchange of Thailand (SET), the Thai Bankers? Association (TBA), the Association of
-market based financing and unlocking investment that boosts long-term economic growth. "Implementing the Principles will help corporations to access capital and unlock corporate investment in Asia. In
help the soft power industries support Thailand’s continued development of digital and creative economies.” Remarks: * Five notifications of the amendments are as follows: (1) Notification of the
Mr. Thawatchai Pittayasophon, Deputy Secretary-General of the Securities and Exchange Commission (SEC), as the SEC's representative, participated in a panel discussion on the topic, "Scaling Up
exchange. The two parties also discussed the enhancement of fundraising supervision and the roles of financial advisors to ensure that the aforesaid companies will be able to grow sustainably while complying
www.sec.or.th or sign up for SEC Check First application, available on IOS and Android platforms.For inquiries or tips on suspicious acts, please call SEC Help Center 24-hour Hotline at 1207 for further
case that any party claims to be an intermediary, either as digital asset exchange, broker or dealer, SEC suggests that investors should verify their legitimacy via the list provided on the SEC
-General.“Class action is another legal mechanism that can help with the redress and relief of those investors or shareholders having suffered from securities law infringements. So, this “Class Action