called ?investment supermarket? to allow other potential intermediaries to enter the capital market, thereby providing investors with more convenient access, as well as comparative data of asset management
experience appropriate to the functions of which they are in charge; (4) it does not appear that the directors, executives, and controlling persons of the applicant have any untrustworthy characteristics in
. Operations of Support Groups 33 5.1 Human Resource Management 33 5.2 IT Management 36 1 1. Overview of Operating Environment 1.1 Global and Thai Economy in the Second Quarter of 2018 Throughout the first half
qualifications and prohibited characteristics of an executive of a derivatives business operator, it shall be deemed that such person is approved by the SEC Office to be a person with power of management of the
prohibited characteristics of an executive of a derivatives business operator, it shall be deemed that such person is approved by the SEC Office to be a person with power of management of the derivatives
(2003) and the Notification on qualifications and prohibited characteristics of an executive of a derivatives business operator, it shall be deemed that such person is approved by the SEC Office to be a
regards to the best benefit of the shareholders. However, it is important to note that the IFA’s opinions are based on the information and documents received from the Company and other publicly available
”3 means an analysis of various data relating to securities to be used in advising or disseminating, whether directly or indirectly, on the value of securities or the suitability of investing in such
securities; “analysis of investment in securities”3 means an analysis of various data relating to securities to be used in advising or disseminating, whether directly or indirectly, on the value of securities
analyze the investment in securities and Category B Investor Contact who is not authorized to analyze the investment in securities; “analysis of investment in securities” means an analysis of various data