the Securities and Exchange Act B.E. 2535 as he failed to prepare and submit (1) an announcement of a statement of the intention to make a tender offer in Form 247-3 and (2) a report on the result of

liable for SSNL’s failure to disclose the accurate tender offer report (Form 247-4) of SSNL’s holding of Sermsuk Public Company Limited (SSC) shares on October 28, 2010. The Form 247-4 did not disclose

of shares in Form 246-2 (2) a statement of intention to make a tender offer in Form 247-3 and (3) an offer document in Form 247-4 to the SEC Office. SEC Act S.247 Settlement Committee Meeting No. 2

complying with the required rules, conditions, and procedures. Specifically, CPT Holding submitted the tender offer (Form 247-4) without attaching the financial statements of the group of offerors for the CPT

required rules, conditions, and procedures. Specifically, Saishin Energy LLC. submitted the tender offer (Form 247-4) without attaching the financial statements of the group of offerors for the CPT

required rules, conditions, and procedures. Specifically, Real DC Co., Ltd. submitted the tender offer (Form 247-4) without attaching the financial statements of the group of offerors for the CPT

Kiatnakin Phatra Securities Public Company Limited Kiatnakin Phatra Securities Public Company Limited (KKPS), as the financial advisor for the tender offer of Lanna Resources Public Company Limited

financial advisor for the tender offer of Lanna Resources Public Company Limited (LANNA) and Thai Agro Energy Public Company Limited (TAE), failed to comply with the regulations as specified by the Capital

Complaint Filed with an Inquiry Official Dated 08/02/2024 Mr. Akalarp Yimwilai Zipmex Company Limited ("Zipmex Thailand") provided Zipup/ZipUp+ services, which offer returns in the form of bonus reward for

Bangkok, December 21, 2011 - The SEC Board agreed in principle to allow offer for sale of foreign Collective Investment Scheme ("CIS") to non-retail investor in Thailand in accordance with the 2010