(UNOFFICIAL TRANSLATION) Readers should be aware that only the original Thai text has legal force, and that this English translation is strictly for reference. Notification of the Securities and

e-service Online Submission See canceled document Securities Brokerage Business >> Compliance / Internal Control   Type Title Section See Document Status Notified Date Effective Date 1. Notification

Business by Securities Company and Derivatives Intermediary   06/09/2013 01/04/2014 5. Notification of Capital Market Supervisory Board  TorThor. 35/2556 Standard Conduct of Business, Management

e-service Online Submission See canceled document Securities Underwriter Business >> Compliance / Internal Control   Type Title Section See Document Status Notified Date Effective Date 1. Notification

Securities Company and Derivatives Intermediary   06/09/2013 01/04/2014 4. Notification of Capital Market Supervisory Board  TorThor. 35/2556 Standard Conduct of Business, Management Arrangement, Operating

e-service Online Submission See canceled document Securities Dealer Business >> Compliance / Internal Control   Type Title Section See Document Status Notified Date Effective Date 1. Notification of

Company and Derivatives Intermediary   06/09/2013 01/04/2014 5. Notification of Capital Market Supervisory Board  TorThor. 35/2556 Standard Conduct of Business, Management Arrangement, Operating Systems

e-service Online Submission See canceled document Derivatives Agent >> Compliance / Internal control   Type Title Section See Document Status Notified Date Effective Date 1. Notification of Capital

e-service Online Submission See canceled document Derivatives Dealer >> Compliance / Internal control   Type Title Section See Document Status Notified Date Effective Date 1. Notification of Capital

e-service Online Submission See canceled document Derivatives Dealer >> Licensed Companies   Type Title Section See Document Status Notified Date Effective Date 1. Notification of the Securities and