period. Additionally, the company failed to prepare and submit reports on its information technology systems to the SEC within deadline. Therefore, Longroot was deemed to have failed to comply with the

investment advisory company, failed to comply with the rules, conditions and procedures as specified in the notification by failing to maintain capital adequacy in accordance with the rules, conditions and

Max Metal Corporation Public Company Limited Max Metal Corporation Public Company Limited ("MAX"), a listed company, failed to prepare and submit the financial statement for the year 2022

Max Metal Corporation Public Company Limited Max Metal Corporation Public Company Limited ("MAX"), a listed company, failed to prepare and submit the annual registration statement for the

Phillip asset management Company Limited June 1, 2023. Phillip asset management Company Limited a fund management company, failed to manage PHILLIP CASH MANAGEMENT OPEN END FUND ("PCASH"

Thai Nakarin Hospital Public Company Limited Thai Nakarin Hospital Public Company Limited ("TNH"), a listed company, failed to prepare and submit the annual registration statement for the

Exchange Commission. However, Kannithi Company Limited reported the 3 results of the sale report to the SEC Office later than the period specified by the notification of the SEC. This case is in the process

Max Metal Corporation Public Company Limited Max Metal Corporation Public Company Limited ("MAX") a listed company, failed to prepare and submit the financial reports through the

Group Lease Public Company Limited Group Lease Public Company Limited ("GL") a listed company, failed to prepare and submit the financial reports through the transmission system of the

KRUNGTHAI XSPRING SECURITIES COMPANY LIMITED Between July 1 , 2021 to June 30, 2024, KRUNGTHAI XSPRING SECURITIES COMPANY LIMITED, a company licensed Securities Brokerage, failed to comply with the