The suspension was in connection to NMG’s submission of the financial statements for the year 2017, wherein the overstatement of revenue and accrued income in the financial statements for the year

The SEC is proposing to amend the regulation on filing the application for establishment and management of mutual funds by allowing electronic submission of all required documents through the Online

February 2023, during office hours. The SEC Board will then review and shortlist candidates for submission to the Ministry of Finance for the Cabinet to consider the appointment.For further inquiries

company?s request, extended the submission dateline for rectified and audited 2011 and reviewed Q1/2012 financial statements to May 31, 2012.? On the due date, PRO, however, informed the SEC of its

probed into Wiroj case and found that he failed to inform the rules of volatile stock such as stock's risk and settlement duties to the client before submission of purchase order. As a result, the client

and found that he failed to inform the rules of volatile stock such as stock's risk and settlement duties to the client before submission of purchase order. As a result, the client had to settle the

at promoting and developing e-Filing service to facilitate and broaden channels for the financial statements submission. The project is expected to bring about more efficiency information service and

proposed revisions cover criteria on period for transfer of proceeds from PVD to RMF, submission of documents to management companies, types of RMF available for the transfer of proceeds from PVD, fund

both accounting periods as well as its 2012 financial statements to no later than April 30, 2013. However, the SEC considered not to grant further extension of submission deadline for  TUCC in this case.  

of shares held in Form 246-2 (2) an announcement of a statement of the intention to make a tender offer in Form 247-3 and (3) a submission of the offer document in Form 247-4 to the SEC Office within