reference. Notification of the Capital Market Supervisory Board No. Tor Thor. 1/2560 Re: Provision of Services to Clients regarding Investment in Capital Market Products Denominated in Foreign Currency
investment in assets relating to infrastructure (infrastructure fund), whether in the form of a company, trust, or any other form; 1 Amended by the Notification of the Office of the Securities and Exchange
assets, redeeming the mutual fund units without client consent in the following manner, causing damage to the client, who had completely compensated, in the amount totaling 1,027,000 baht: 1
committing undue acts toward his clients? assets and using a client's trading account to trade securities for his own interest and was deemed offenses under the Notification of the Capital Market Supervisory
transaction : Transaction relating to assets and services. Transaction Volume : Transaction to acquire the land total amount of 12 million Baht is the connected transaction, the transaction relating to assets
considered as related transaction according to Notification of Capital Market Commission as the category of assets or services transaction which is more than 1 million Baht but less than 20 million Baht or
transaction : Relating to assets or services Item size : 9,000,000 THB Transaction is considered as related transaction according to Notification of Capital Market Commission as the category of assets or
size, based on the calculation method specified in the Stock Exchange of Thailand Notification Re: Disclosure of Information and Act of Listed Companies Concerning Acquisition or Disposition of Assets
SEC shall specify the paid-up registered capital of at least one hundred million baht: (1) Keeping the client’s assets in its possession ; (2) Investing in or https://publish.sec.or.th/nrs/2249pe.doc
connected transaction according to the Notification of the Securities and Exchange Commission. The details as follows: 1. Date of entering into the transaction December, 2017 – February, 2018 2. The Related