: Secretary-General Securities and Exchange Commission, Thailand Re: Application to offer Hong Kong Covered Fund publicly in Thailand I/We _________________________________________________ as an operator of

Administrative Region of the People's Republic of China and Thailand (HK-TH MRF) Application Form To: Secretary-General Securities and Exchange Commission, Thailand Re: Application to offer Hong Kong Covered Fund

Definition of “Executives” under Chapter 3/1 of the Securities and Exchange Act B.E. 2535 (1992) as Amended by the Securities and Exchange Act (No. 4) B.E. 2551 (2008)

checkups through a risk assessment test and target determination; (2) determining an investment plan according to acceptable risks and targets determined; (3) making investment according to an investment

Rules, Conditions and Procedures for Filing of Annual Financial Statements and Preparation of Reports of the Stock Exchange of Thailand

Offering for Sale of Certificates Representing Interest from Underlying Securities by the Subsidiary of the Stock Exchange of Thailand

Provisions relating to Offer for Sale of Shares Issued by Foreign Company Whose Shares Are Not Traded on Foreign Exchange

The Repeal of Notifications related to Operation of Securities Clearing House, Central Securities Depository, Derivatives Exchange and Derivatives Clearing House

THANACHART FUND MANAGEMENT COMPANY LIMITED|Exchange Traded Fund : ETF | Offering Date : 27/03/2012 - 30/03/2012

ONE ASSET MANAGEMENT LIMITED|Exchange Traded Fund : ETF,Gold Fund | Offering Date : 19/09/2011 - 03/10/2011