from a person being neither account owner nor account owner's appointee. In addition, he had provided a client's trading information to another client, as well as frequently failed to keep records of his

purchase S.P. Suzuki Plc. (SPSU) shares for their own and other persons' benefits. The total fine was 12,831,738.66 baht.With the referral from the Stock Exchange of Thailand (SET), the SEC probe found that

Bangkok, February 15, 2012 ? The SEC has revoked approval for Maris Tarab and Burim Chombhubol as fund manager and prohibited them from re-entering the industry for 10 years, starting from February

Degree in Science from Chulalongkorn University and Master Degrees in MBA from the National Institute of Development Administration (NIDA) and Syracuse University, and a Master and Doctoral Degree in

. Exemption related to the fund includes value added tax, special business tax and stamp duty incurring from transfer of property into the fund with transfer back agreement or re-transfer to governmental

financial benefits from trading derivatives on non-public information concerning JAS, i.e., dividend payment for the year 2015 and a repurchase scheme at the beginning of the following year, which he had

Mr. Yinganan Wongsiridej Mr. Yinganan, while he was a fund manager of the Sala@Sathorn Property Fund (SSPF), knew inside information that there was an offer from one company to purchase the main

fell from Q3/2013 with the net profit of 1,100.96 million baht, a decrease of 179.98 percent and fell from Q2/2014 with the net profit of 168.79 million baht, a decrease of 621.72 percent, before such

Mr. Suphanan Rittiphairoj From 1 November 2016 to 12 January 2017, Mr. Suphanan Rittiphairoj, while serving as the Chief Operating Officer and a director of Inter Far East Energy Corporation Public

, so Mrs. Phenchan avoided a net loss from the prices of securities of AMC were decreased. 03/12/2019 agreed to comply with civil penalties determined by the Civil Penalty Committee as follows :