news release is as of the aforementioned release date. For those who wish to see current status of the matter, please go to compliant filed with inquiry officer
. ----------------------------Information contained in this news release is as of the aforementioned release date. For those who wish to see current status of the matter, please go to compliant filed with inquiry officer
is as of the aforementioned release date. For those who wish to see current status of the matter, please go to compliant filed with inquiry officer
notification of the Securities and Exchange Commission Re: Requirements for securities companies to handle customer’s compliant; (2) the investment management system which has clear procedures and methods of
Exchange Commission Re: Requirements for securities companies to handle customer’s compliant; (2) the investment management system which has clear procedures and methods of operation before and after
in the notification of the Securities and Exchange Commission Re: Requirements for securities companies to handle customer’s compliant; (2) the investment management system which has clear procedures
in this Notification which an intermediary has legally done before this Notification comes into force shall be deemed that the outsourced function thereof is lawful action under this Notification. In
into force shall be deemed that the outsourced function thereof is lawful action under this Notification. In case the outsourcing policy or contract fails to be conforming to the regulations under this
is a lawful action under this Notification. The intermediary under Paragraph 1 shall comply with this Notification or the rules prescribed by the SEC Office by virtue of this Notification. In case the