According to the referral from the Stock Exchange of Thailand (SET), persons were found to have taken action liable to be an offense related to the sales of SQ shares by using inside information on

Chair will be the Lao Securities Commission Office (LSCO).• More information on the ACMF and its initiatives can be found on the ACMF website at www.theacmf.org.For media queries, please contact:Indonesia

Liat Wah and related persons under Section 258* must not collectively hold the largest stake in CIG; otherwise, the PP will be cancelled.The SEC found that key material information is still missing

inspections on the company’s business undertakings in its capacity of private fund management as licensed under Type C Securities Business License, it was found that the company: (1) had presented false and

According to an inspection report submitted by Maybank Kim Eng and a complaint from a client and the SEC’s further investigation, it was found that during August 2011 – October 2018, {A} sent trading

According to the complaint handling report submitted by TMB and SEC’s further investigation, it was found that during August – September 2017, {D} and {A} jointly sold funds to a client. {D} forged

found a growth of new investor base and gradual change of investment behaviors. It also indicated that financial industry needs to offer more retirement products for increasing aging populations. In

case of IFEC's investment money in a renewable energy project, as raised by investors, and other complaints; any person's act found to be liable to any offence under the SEA shall be subject to legal

SEC’s further investigation, has found that between 2021-2022 Teerasak had his clients transferred money into his own bank account and/or had their cash exploited, having them informed that such money

With the case referral from the Stock Exchange of Thailand (SET) and the SEC’s further investigation, it was found that the four offenders, namely (1) Mr. Win Udomrachtavanich, (2) Mr. Ratachai