Bangkok, February 10, 2014 ? Securities and Exchange Commission (SEC) discussed with the Thai Bankers? Association (TBA) and the Association of International Banks (AIB), on the commercial banks
and shall be liable to the penalty under Sections 312 and 315 of the Securities and Exchange Act B.E. 2535 (1992) (SEA), as the case may be. The said actions also caused damages to the company but
improvement in the Thai capital market.Among all companies listed on the Stock Exchange of Thailand (SET) and Market for Alternative Investment (mai), 475 or 90 percent of them participated in the assessment
to publicize researches and exchange of knowledge and experience between academics and capital market industry.
violating Sections 307, 308, 311 in conjunction with Section 313, and Section 312(2)(3) of the Securities and Exchange Act B.E. 2535 (1992) (SEA). He was sentenced to serve 8-year imprisonment for corporate
, 2013.With a referral on the {A} case from the Stock Exchange of Thailand, the SEC probed into the case and found that {A}, then Senior Vice President Retail Sales 1 of Siam City Securities Co., Ltd., had
conjunction with Section 244 of the Securities and Exchange Act of 1992 (SEA) as follows:? Sagha Sakulekpaisan or ?Here-Tee? (former name: Chakchai or Thana Sae Jiem) was convicted on three counts with one-year
Bangkok, February 28, 2012 ? The SEC has revised issuance rules governing bills of exchange (B/E), short-term debentures and complex structured products to promote more fund mobilization through debt