” means all legislations in relation to anti-money laundering, including ministerial regulations, notifications, rules, regulations, and other subsidiary legislations; (7) “Industry Association Guidelines

, such person shall: (1) comply with laws and notifications relating to fund management, mutatis mutandis , only in the part of investment management; (2) perform duties by adhering to ethics and

, such person shall: (1) comply with laws and notifications relating to fund management, mutatis mutandis, only in the part of investment management; (2) perform duties by adhering to ethics and

perform the duties of fund manager, such person shall: (1) comply with laws and notifications relating to fund management, mutatis mutandis, only in the part of investment management; (2) perform duties by

person shall: (1) comply with laws and notifications relating to fund management give force to the management company, mutatis mutandis, only the part of investment management; (2) perform duties by

fund manager has been appointed by the management company to perform the duties of fund manager, such person shall: (1) comply with laws and notifications relating to fund management give force to the

UNOFFICIAL TRANSLATION Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Office of the Securities and Exchange Commission No. Nor Por. 3/2559 Re: Guidelines for Establishment of Information Technology System ______________________ Whereas the Notification of the Capital Market Supervisory Board No. Tor Thor. 35/2556 Re: Standard Conduct of Business, Management Arrangement, Operating Systems, a...

UNOFFICIAL TRANSLATION Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. 30 Notification of the Office of the Securities and Exchange Commission No. Nor Por. 3/2559 Re: Guidelines for Establishment of Information Technology System ______________________ Whereas the Notification of the Capital Market Supervisory Board No. Tor Thor. 35/2556 Re: Standard Conduct of Business, Management Arrangement, Operating Systems...

application for approval, or may not impose the conditions under this Notifications upon the offer for sale of units of foreign collective investment scheme as prescribed in Part 2: (1) there is a clear fact