accordance with the notification of the SEC. In this regard, Zipmex did not deposit customers' digital assets with digital asset depository service providers and keep them in its cold wallets, digital
financial report for the first half of the fiscal year of 2023 together with an interim management discussion and analysis through the transmission system of the Stock Exchange of Thailand within the period
Market Board, due to his failure to order or act in accordance with duties required to be performed. This case is in the process of inquiry by the inquiry official. SEC Act S.300 in conjunction with 56
Wealth Asset Management Company Limited— as a company licensed securities brokerage, failed to comply with the rules, conditions and procedures as specified in the notification. In this regard, the CL
Wealth Asset Management Company Limited— as a company licensed securities brokerage, failed to comply with the rules, conditions and procedures as specified in the notification. In this regard, there were
(1) Criminal Complaint Filed with an Inquiry Official Dated 10/04/2025
his failure to order or act in accordance with duties required to be performed. This case is in the process of inquiry by the inquiry official. SEC Act S.300 in conjunction with 56(1) Criminal
S.56(2) Criminal Complaint Filed with an Inquiry Official Dated 18/04/2025
Supervisory Board, due to her failure to order or act in accordance with duties required to be performed. This case is in the process of inquiry by the inquiry official. SEC Act S.300 in conjunction with 56
2023 (Form 56-2, 2023) to the SEC within the specified period. This case is in the process of inquiry by the inquiry official. SEC Act S.56 Criminal Complaint Filed with an Inquiry Official Dated 23