Kasikorn Securities Plc., the SEC probed into the case and found that {A} failed to keep several records of investment advice and client's trade order instructions. Besides, communication records between him
securities trading decisions on behalf of the client as well as failed to keep complete records of the client's securities trade order instructions; while {B} and {C} failed to keep complete records of many
trading such share which was not consistent with normal market conditions in order to lure general public to trade such share. SEC Act S.243(2) Settlement Committee Meeting No. 3/2016 Settlement
Mr. Soonthorn Boonnueng Mr. Soonthorn Boonnueng as the Director responsible for the operation of Bill Trade Co.,Ltd operated securities brokerage businesses without proper licenses granted
information about the funds’ investment plans to trade securities for her personal or other persons’ gains (front running). The Criminal Court dismissed the lawsuit. SEC Act S.315 in conjunction with 311
using information about the funds’ investment plans to trade securities for his personal or other persons’ gains (front running). The criminal case is closed because the alleged offender died. SEC Act
นายสุนทร บุญเนื่อง นายสุนทร บุญเนื่อง ในฐานะกรรมการของ Bill Trade Co.,Ltd. ซึ่งประกอบธุรกิจหลักทรัพย์ประเภทนายหน้าซื้อขายหลักทรัพย์โดยไม่ได้รับอนุญาต โดยเป็นผู้สั่งการหรือกระทำการของบริษัท จึงเข้า
the major shareholder of CSL. The acquisition deal in total was Bt3.4bn. Since Feb-18, AIS started to fully consolidate CSL’s revenue and cost accordingly. At present, the revenue from CSL is grouped
conditions, of CSL (CS LOXINFO). The conditions mainly involve the deal approvals from THCOM and Singtel, the two major shareholders of CSL, and the NBTC. The tender offer at a price of Bt7.80/share shall be