; accordingly, investors can use historical fund performance as guidelines for their investment decision making. The financial crisis may, nevertheless, impact mutual fund performance persistence during the said
attracting or persuading investors to make their decision because of premiums or gifts. ?Amid the current high competition environment, advertising and sales promotions produced by business operators often
SEC recommends GLAND shareholders to study the information thoroughly, as well as exercise their rights and seek the company executive clarification at the annual shareholders meeting so as to have
) Plc., the SEC probed into the case and found that {B} and {A} had been authorized by their client to make securities trading decisions on the client? s behalf. {B} admitted that she has been authorized
responsible for the operation of the reporting entity?s orders or action, failure to give instructions or perform their duty, such person may also liable to the penalty under the said Acts.SEC Secretary-General
turn their ideas into high value and innovation created businesses; (4) growth and quality for capital market; and (5) prosperity and sustainable growth for the country in terms of economy and public
close down without providing advanced notification to the SEC. The companies, however, must provide service channels for their customers, i.e., submission of trading orders through its headquarters. (2
associates for their own benefits or others’, consequently causing damage to NUSA. In so doing, (5) Ms. Varinborn Chantarojvanich, the seller of Panacee, and (6) Mrs. Chomsuda Rungruangnavarat, an authorized