is responsible for the operations of BBL, shall be liable for BBL’s failure to comply with the rules, conditions and procedures as specified in the notification by failing to put in place a sufficient

the operations of BBL, shall be liable for BBL’s failure to comply with the rules, conditions and procedures as specified in the notification by failing to put in place a sufficient and effective system

, Mr.Lertvit prepare and disclose a report [From 59] to the SEC office on March 30, 2023 which means Mr.Lertvit failed to prepare and disclose the report within the period specified in the notification of the

her common-law marriage, Mr. Pasu, in accordance with the requirements set out in Form 59. However, Miss Louise failed to prepare and disclose the required reports within the timeframe specified by the

of her common-law marriage, Mr. Pasu, in accordance with the requirements set out in Form 59. However, Miss Louise failed to prepare and disclose the required reports within the timeframe specified by

disclose the Form 59 reports to the SEC within the period specified in the relevant SEC notification. SEC Act S.59 Settlement Committee Meeting No. 5/2025 Settlement Committee Order No. 79/2025 Dated 26

for the crowdfunding debentures, which were due on February 8, 2024 to the SEC Office later than the period specified by the SEC Office Notification, on two occasions. SEC Act S.300 in conjunction

wallets connected to the internet when conducting transactions only, in the proportion specified in the notification of the SEC. DAB Act S.94 in conjunction with 30 and 31 Settlement Committee Meeting No

, digital wallets connected to the internet when conducting transactions only, in the proportion specified in the notification of the SEC. DAB Act S.94 in conjunction with 30 and 31 Settlement Committee

CPT Holding Co., Ltd. CPT Holding Co., Ltd. (“CPT Holding”) and two other legal entities ("group of offerors") failed to comply with the regulations as specified by the Capital Market