จัดการกองทุนรวมเพื่อความยั่งยืน (Sustainable and Responsible Investing Fund) และกองทุนรวมไทยเพื่อความยั่งยืน (Thailand ESG Fund) รวมทั้งได้จัดทำคู่มือเกี่ยวกับแนวปฏิบัติที่ดีในการบริหารจัดการและเปิดเผย
-border offerings of ASEAN Sustainable and Responsible Funds (SRF) under the existing ASEAN CIS Framework, the Meeting endorsed the Handbook for cross-border offerings of ASEAN Sustainable and Responsible
-related bonds. In this regard, Thailand ESG Fund must disclose sustainability information in accordance with the regulations governing Sustainable and Responsible Investing Fund (SRI Fund
. Tor Lor Thor. 8/2557, as amended, the person in (2) was thus banned from working as a branch manager responsible for capital market business at the bank throughout the suspension period of the
(responsible investment)นายรพี สุจริตกุล เลขาธิการ ก.ล.ต. กล่าวว่า การจัดทำ "หลักธรรมาภิบาลการลงทุน สำหรับผู้ลงทุนสถาบัน" เป็นหนึ่งในแนวทางการสร้างความน่าเชื่อถือให้แก่ตลาดทุนไทยตามแผนยุทธศาสตร์ ประจำปี 2559
transactions, and review the total balance in the confirmation document sent from the responsible asset management company. In any case, investors should not leave their fund passbooks and savings passbooks with
suspicious trading behaviors of a UBS employee who was responsible for executing securities trading for or on behalf of its clients, all of which are institutional clients. According to the SEC findings
where the home regulator is established; (4) a letter appointing a brokerage firm to perform duty as a representative responsible for the trading of units of ASEAN Collective Investment Scheme in Thailand
establishing the branch office, as the case may be, or otherwise having discharged executive or personnel who has to be responsible for the cause that made the intermediary has been determined to have prohibited
office or before the date of submitting requisition for establishing the branch office, as the case may be, or otherwise having discharged executive or personnel who has to be responsible for the cause