The meeting discussed important developments and course of actions in overseeing and developing the capital markets of member jurisdictions. For instances, issues around harmful but legal conduct

actions.________________________ Remark: * SEC News No. 86/2023 released on 29 May 2023 with the headline, “SEC imposes civil sanctions on six offenders for disclosing and exploiting

number of clients? securities trading orders.  Such actions were in violation of Clauses 23(1) and 23(3) of the Notification of the Capital Market Supervisory Board No. TorLorThor. 8/2557 Re: Rules on

stabilized the share price including matching orders among those accounts. The actions resulted in increase in the UNIQ closing price from 2.24 baht on July 17, 2009 to the highest at 8.70 baht on November 6

learned of such facts from his positions at SLC.His actions were deemed using inside information to gain unfair benefits over other persons in contravention of Section 241 of the Securities and Exchange Act

learned of such facts from his positions at SLC.His actions were deemed using inside information to gain unfair benefits over other persons in contravention of Section 241 of the Securities and Exchange Act

traded TPC shares on a continual basis, causing the share price to be inconsistent with the normal market condition. {D} and {E} aided and abetted the said actions by allowing the use of their trading

trading. This resulted in high impact on RICH shares trading values and volumes while a number of trading orders were matched within the said group.  {B} {C} and {D} aided or abetted the aforesaid actions

trade securities in the client's account without permission in order to achieve better performance.      {A}'s actions are in violation of Clause 20(1) and 20(2) of the Notification of Capital Market

and his client showed that he had used the client's account to trade securities for himself.{A}'s actions were deemed the violation of Clauses 20(1) and (3) of the Notification of Capital Market