imprisonment and fines. If such activities contravene other laws, the SEC will collaborate with relevant authorities to take further action. In case of finding solicitation or being solicited for investment
of relevant laws to prohibit digital asset business operators from using digital assets as a means of payment for goods and services which may lead to a widespread use of digital assets beyond the
records of investors’ assets under custody of the business operators must be accurate, complete and updated while the assets must be properly protected from relevant risks. In September 2021, the SEC
knowledge and relevant experience as a means to further gauge investors’ ability to take risks. The new rule will also allow investors to access a more diverse range of products and businesses to gain more
, the SEC has cooperated with and obtained support from the relevant organizations including the AMLO and the Stock Exchange of Thailand (SET). The filing of a criminal complaint is just the
-effective manner with input from all relevant stakeholders.** As per Article 59 of the Securities and Exchange Act B.E. 2535 (1992) and the Notification of the Office of the SEC No. Sor Jor. 38/2561 Re
May 2023, STARK organized a public presentation, clarifying to investors and relevant parties the progress on its special audit, the event that the SEC had informed the public and urged investors to
the regulations on obtaining approval of the shareholders’ meeting and disclosure of material information and shall also comply with relevant regulations. Moreover, directors, executives and listed
SEC would like to emphasize that digital asset businesses are regulated under the Digital Asset Business Emergency Decree. Only providers who have obtained relevant licenses under the law are allowed to
, therefore, conducted a public hearing on the relevant principles and rules and subsequently considered the received comments and suggestions when revising the governing rules. The revision has taken effect