manipulating share price of Permsin Steel Works Plc. (PERM). With the referral from the Stock Exchange of Thailand on irregular trading of PERM shares by a group of persons, the SEC probed into the case and
14, 2012. The sanctions followed the SEC findings that the said persons mismanaged T.U. Dome Residential Complex Property Fund (T.U. Dome) severely, causing substantial damage to the fund and the
Bangkok, November 18, 2013 ? SEC Secretary-General Vorapol Socatiyanurak invites investors and interested persons to sharpen their investment knowledge and skills to make their dreams come true by
), sold 29,000 shares of BLA through his the securities trading account in such a way as to take advantage of other persons by using negative material non-public information concerning BLA’s operating net
BLA through its the securities trading account in such a way as to take advantage of other persons by using negative material non- public information concerning BLA’s operating net profit decrease in Q2
own account in such a way as to take advantage of other persons by using negative material non- public information concerning the fact that BLA’s operating net loss of 880.59 million baht significantly
(BLA) shares to be sold from the account of BKI in such a way as to take advantage of other persons by using negative material non-public information concerning BLA’s operating net loss of 880.59 million
which contained expense of repair of DEMCO’s construction projects. Mr.Suwat used such non-public information material to gain unfair benefits over other persons by virtue of his position as a Assistant
million shares in 2014 that he knew by the virtue of his position. Moreover, he also persuaded other persons to purchase NPP shares. 21/07/2017 agreed to comply with civil penalties determined by the