Bangkok, December 23, 2015 ? According to the highly publicized news coverage on share transfers of a person, the SEC after probing into the case has imposed administrative sanctions on three
a trust, such person has been sentenced by a final judgement in an offense concerning property, only for a cause arising from a deceitful, fraudulent or dishonest act that results in widespread damage
UNOFFICIAL TRANSLATION Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. The SEC, Thailand can neither undertake
- Mitsubishi Electric Corporation holds 192,994 shares or 99.99% of the share in MTC 6. Funding Source Working capital. 7. Directors who was related person / in with conflict of interests did not attend nor cast
Operator ( issued by Qualifying CIS Operator ) [ ] 7. Evidence on the appointment of an authorised person of the Qualifying CIS Operator ( issued by Qualifying CIS Operator ) [ ] 8. Master fund’s prospectus
Qualifying CIS Operator (issued by Qualifying CIS Operator) [ ] 7. Evidence on the appointment of an authorised person of the Qualifying CIS Operator (issued by Qualifying CIS Operator) [ ] 8. Master fund’s
designating person) 2. ผู้กำหนดตัวแทนสมาชิก (designating person) จะเป็นผู้กำหนดสิทธิใช้งานในระบบ TCM-CERT Portal ให้กับตัวแทนสมาชิก ซึ่งมีด้วยกัน 3 ระดับ ดังนี้ - ระดับ read-only สามารถอ่านข้อมูลที่แลกเปลี่ยน
fund (RMF) to a client; she recommended that the client buy RMF units from TMB only one time and redeem them all at once without advising the client to doublecheck whether or not the client had bought
person having shareholders? equity at the minimum of 100 million baht or securities investment at the minimum of 20 million baht.As AI is deemed sophisticated investors with higher risk-taking capability
Translation (UNOFFICIAL TRANSLATION) Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. The SEC, Thailand can