Essentially, the amendments would apply to digital asset business operators, i.e., exchanges, brokers and dealers, and cover the licensing process, from change to the fee payment time frame to

business operators to contribute to the society, SEC is going to issue a notification to allow social enterprises, including their shareholders, to make public offerings without prior approval or

,” and a discussion on “Notable Accounting Tips for SMEs.” Over 130 SME operators and executives and employees of the Department of Industrial Promotion attended the event, held at SEC Office

Commissions (IOSCO), European Commission (EC), and the European Securities and Markets Authority (ESMA) – as well as participants from private sectors and business operators in Europe and Asia.”  

business operators providing bond securities business services to examine and ensure that the ultimate beneficiary owners (UBO) register for their authentication with the BOT before providing the

welcoming remarks to representatives from SERC, LSCO, the financial sector of Lao PDR, stock exchanges and capital market business operators from both countries. This training session aimed to exchanging

, SEC has required business operators which provide services exclusively through online outlets to sell only non-complex investment funds.  

business operators. Meanwhile, it can also help issuers and investors in terms of cost-effectiveness and market accessibility,” added SEC Secretary-General.   Launched on 3 September 2019, the DLT project

, products, mutual funds, listed companies, mergers, intermediaries business operators, auditors, financial advisors, various litigations, licensed and registered persons including mutual funds information

fund operators file with SEC, instead of using BOT’s portfolio and derivative  investment aboard (PIA) form.To ensure complete information in the report which will replace the PIA, SEC has proposed