their rights of voting for the units they hold beyond the one-third rule. In addition, business operators offering mutual fund brokerage services to omnibus accounts have to observe the regulations

SEC’s 28th Anniversary Celebrations. We have set up two pantries, one at the front entrance and the other at the back ally of the SEC Building, to provide daily essential items such as rice, dry foods

results, 192 firms responded, scoring 70% total preparedness in personal data protection.Business operators, who need to accelerate their preparedness for the Personal Data Protection Act, have been

have a significant impact on the rights and benefits of EARTH shareholders, SEC suggests that EARTH shareholders study the information in the notice of the extraordinary shareholders’ meeting in

any way. The SEC has considered that Pongsak’s misconduct of performing duties irresponsibly without professional due care is in violation of Clause 23(2) and he is deemed to have the prohibited

which have been licensed or registered properly at www.sec.or.th and “SEC Check First” application. In addition, investors can inquire or send a tip on suspicious acts to SEC Help Center via 24-hour Hot

business operators which have been licensed or registered properly at www.sec.or.th and “SEC Check First” application. In addition, investors can inquire or send a tip on suspicious acts to SEC Help

planners who have to complete the training or renewal requirements by the end of this year can do so within 31 March 2021 instead. The approved renewal will be valid until 31 December 2022 according to

include listed securities and investment units of open-ended funds with daily redemption feature, except investment units with transferable restrictions. In any case, such repo transactions would have to

is designed to encourage and support capital market intermediaries to have a cyber resilience, as well as to prepare playbook for cybersecurity incidents, which is an important part of the