resource that enhances Thai listed companies' knowledge and understanding of the SDGs, enabling them to incorporate the principles into business operations effectively, facilitating their information

activities in the capital market. They harm the public and investors. Over the years, we have consistently promoted public awareness and knowledge on investment scams to help the public build a self-protection

employees without their knowledge, issued deposit passbooks to receive money from the sale of investment units on clients’ behalf, and had redeemed clients’ investment units in a total of 9 million baht. He

while many surveyed markets failed to do so. In addition, the SEC?s strict review on financial statements of listed firms led to orders of special audit or rectification to ensure correct information for

, and causing a misunderstanding that there had been a conversation with, and acceptance of trading orders from, the account owner. Meanwhile, {C} took trading orders from an unthorized person.  {B}'s

Patcharee Thuttumrongchai as capital market investment consultant for six months and one month, respectively, starting from December 25, 2015. The SEC?s further inspection has revealed several defective core

have personnel with knowledge, capability or experience that can be of use in the undertaking of derivatives broker business, sufficient to efficiently undertake derivatives business. Clause 10

such Derivatives broker to follow accordingly. Clause 9. 8 Derivatives broker shall arrange to have personnel with knowledge, capability or experience that can be of use in the undertaking of derivatives

such Derivatives broker to follow accordingly. Clause 9.8 Derivatives broker shall arrange to have personnel with knowledge, capability or experience that can be of use in the undertaking of derivatives

comprising the chairman of the board, executive directors, and independent directors, who have knowledge of and experience in the capital market or knowledge and experience useful for the operation of the