The SEC urges investors who use these platforms to consider withdrawing or transferring their assets from the platforms before 28 June 2025 to protect their interests and prevent any potential impact
Under the amendments, SEC has proposed to lift the limitations on unitholding which bar any person or any associated person from holding investment units in a mutual fund over one third of the
record any corporate’s personal data processing activities both in a hard copy or an electronics systemSEC Secretary-General Ruenvadee Suwanmongkol, said “SEC, as a capital market regulator, expects
. In this regard, investors are advised to exercise discretion in case of encountering solicitation for such investment. In any case, investors can check the list of securities business operators
supervision. In this regard, investors are advised to exercise discretion in case of encountering solicitation for investment with the company. In any case, investors can check the list of securities
as follows: (1) waiver of the annual fee for small-sized listed companies and issuers of any securities other than shares, for example, debentures, derivatives warrants and real estate
benefits from the securities in possession. In any case, securities companies would need to establish efficient control and risk management system.SEC is therefore conducting a public hearing on the
submission of information disclosure forms or any documents for SEC’s consideration. Eligible social enterprises are those registered with the Office of Social Enterprise Promotion. Social enterprises
31 March of each year may be used instead. This is to ensure that the fee calcualtion is based on more updated information. In any case, the fee rates remain the same without any revision. The
asset business, and the requirement that any business operator that cannot maintain its net capital to meet the criteria must cease its business operation immediately in order to prevent any damage to