UNOFFICIAL TRANSLATION Codified up to No. 6 As of 12 April 2019 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. 2 13 Notification of the Office of the Securities and Exchange Commission No. Sor Thor. 35/2557 Re: Rules in Detail on Communication with and Providing Services to Clients of Securities Companies and Derivatives Intermediaries ______________________ By virtue of Section 98(6) of the Securities and Exc...
securities business, having obtained an approval to establish and having registered [such establishment] with the SEC Office; [or] (2) an association relating to supervision of derivatives intermediaries, of
securities business, having obtained an approval to establish and having registered [such establishment] with the SEC Office; [or] (2) an association relating to supervision of derivatives intermediaries, of
แบบแสดงรายการข้อมูลการเสนอขายหลักทรัพย์ - 21 - (UNOFFICIAL TRANSLATION) Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. FORM 56-1 Annual Registration Statement For the financial year ending DATE MONTH YEAR Company: ............................................................................................... Note : This annual registration statement (Form 56-1) contains minimum information required to be discl...
amendme Commerc registratio approving par value sharehold offering p determine sharehold to the ov such allo there is n subscribe registere (Private P shares o Act B.E. of shares shall hav Notificatio
increase under the general mandate” means the increase of the trust’s capital by the resolution of the unit holders authorizing the trust manager to discretionally determine the purpose, the offering and the
securities. In case the payments on the debt securities are payable in two or more currencies, indicate whether any person holds an option to determine the currency conversion, as well as the basis for that
determine the currency conversion, as well as the basis for that determination. 7. Where not all of the debt securities being offered are guaranteed, provide a statement for a non-guaranteed portion. B
will determine the debt to equity price at THB 0.19 per share, totalling the amount up to THB 868,508,396.18, to repay M-Power‟s principal debt in the amount of THB 868,508,396.18 under the Debt to
The company came to a resolution to establish new subsidiaries in Thailand to invest in new Start-ups, a total of 4 new companies as follow: - BCV Bio-based Co., Ltd. - BCV Energy Co., Ltd. - BCV