hereby issues the following regulations: Clause 1 This Notification shall come into force as from 1 July 2014. Chapter 1 General Provisions Clause 2 In this Notification, application form and the tables
following regulations: Clause 1 This Notification shall come into force as from 1 July 2014. Chapter 1 General Provisions Clause 2 In this Notification, application form and the tables attached hereunder
accordance with the Thai Financial Reporting Standards and the rules provided under Clause 13, Clause 14, Clause 15, Clause 16 and Clause 17. Clause 13 In case the presentation of information in any matter is
comply. Clause 14 In cases where additional facts appear to the SEC Office after the approval for an offer for sale of bonds, indicating that the facts and circumstances that the SEC Office used in its
TRANSLATED VERSION codified up to No.2 as of June 16, 2014 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference
Professional Conduct dated June 21, 2005 and Clause 14(6) of the SEC Office Notification No. SorKhor 49/2552 Re: Approval for Investor Contacts and Standards of Conduct dated October 14, 2009 which was in
Concerning Granting of Approval for Undertaking Securities Business B.E. 2551 (2008) _________________ By virtue of Section 14 of the Securities and Exchange Act B.E 2535 (1992) as amended by the Securities
Approval for Undertaking Securities Business B.E. 2551 (2008) _________________ By virtue of Section 14 of the Securities and Exchange Act B.E 2535 (1992) as amended by the Securities and Exchange Act (No.4
information to support their investment decision making. Clause 14 In cases where it appears that the applicant’s qualifications do not comply with Clause 16(4), in notifying the result of the application, the