. ---------------------------------------- Note: * Clause 23(2), which specifies a prohibited characteristic of capital market personnel under Clause 31(1) of the Notification of the Capital Market Supervisory Board No. Tor Lor Thor. 8/2557 Re

directors of the company.  **Clause 3(1) in conjunction with Clause 4(3) and (6) of the Notification of the Securities and Exchange Commission No. Kor Jor. 3/2560 Re: Determination of Untrustworthy

above were deemed non-compliance with Clause 14(2) of the SEC Notification No. SorKhor 49/2552 Re: Approval for Investors Contacts and Standards of Conduct dated 14 October 2009, which stated that

.  ________________ *Violation of Clause 23(1) under the Notification of the Capital Market Supervisory Board No. Tor Lor Thor 8/2557 Re: Rules on Capital Market Business Personnel dated 3 June 2014, which is deemed a

files criminal complaint on the grounds of suspicious disclosure of false information and/or embezzling or siphoning, shall be deemed to have untrustworthy characteristics under Clause 3 in conjunction

characteristics of personnel in the capital market business of the 3rd category under Clause 6(1) of the Notification of Capital Market Supervisory Board No. TorThor/Nor/Khor. 37/2553 re: Prohibitions for Personnel

SEC found from conversation records that {A} had obtained authorizations to make trading decisions for the clients. {A}'s actions are deemed in violation of Clause 20(2) and (3) of the Notification of

prohibited characteristics of personnel in the capital market business under Clause 6(1) of the Notification of Capital Market Supervisory Board No. TorThor/Nor/Khor. 37/2553 re: Prohibitions for Personnel of

against potential losses due to fraud.   Note: * Failure to comply with Clause 23 (1), subject to the prohibited characteristics of the personnel in the capital market business under Clause 31

Operators B.E. 2559 (2016) ______________________ By virtue of Section 110 of the Securities and Exchange Act B.E 2535 (1992) and Clause 2 of the Notification of the Capital Market Supervisory Board No